| THE SPECIAL TAX TREATMENT CONTROL LAW | |||||||||||
| 1. Tax Incentives on Small and Medium-Sized Enterprises | |||||||||||
| 2. Tax Incentives for Research and Human Resources Development | |||||||||||
| 3. Tax Incentives for the International Capital Transactions | |||||||||||
| 4. Tax Incentives for the Encouragement of Investment | |||||||||||
| 5. Tax incentives for creating job | |||||||||||
| 6. The provisions associated with taxation on Reorganization | |||||||||||
| 7. Tax Incentives for the Balanced Development | |||||||||||
| 8. Tax Incentives for the enhancement of social welfare | |||||||||||
| 9. Tax Incentives on Interest and Other Income | |||||||||||
| 10. Zero Rating of value-added Tax | |||||||||||
| 11. Exemption of value-added Tax | |||||||||||
| 12. Exemption of Special Excise Tax or Transportation Tax | |||||||||||
| 13. Exemption of Liquor Tax | |||||||||||
| 14. Limit on Tax Incentives | |||||||||||
| 15. Foreign Direct Investment | |||||||||||
| 16. Tax Incentives for FDI | |||||||||||
| 17. Tonnage Taxation System | |||||||||||
| 18. Adjustment of double taxation on dividend paid by Partnership in Knowledge-based industry | |||||||||||
| 19. Cash receipt system | |||||||||||
| 20. Alternative Minimum Tax (ATM) | |||||||||||
| Tax incentives aimed at achieving specific national economic objectives were mainly | |||||||||||
| provided for under the Tax Exemption and Reduction Control Law (TERCL) and the | |||||||||||
| Foreign Investment Promotion Act (FIPA) until the enactment of the Special Tax Treatment | |||||||||||
| Control Law (STTCL) on January 1, 1999. Tax incentive provisions for FDI in the FIPA were | |||||||||||
| subsumed into the STTCL as of May 24, 1999. | |||||||||||
| One important aim of the consolidation of the tax incentive systems under the STTCL is to | |||||||||||
| significantly rationalize tax deferrals, credits, and exemptions granted to a wide range of | |||||||||||
| taxes, by making all tax incentives covered by the STTCL subject to sunset rules. Here, | |||||||||||
| most incentives expire automatically within one to five years unless they are extended. | |||||||||||
| The major purpose of STTCL is to impose taxes fairly and to implement tax policies | |||||||||||
| effectively by through provisions on tax exemptions and restrictions of such benefits with | |||||||||||
| an ultimate view of contributing to development of the sound economy. | |||||||||||
| 1. Tax Incentives on Small and Medium-Sized Enterprises | |||||||||||
| (1) Tax credit for investment (due to expire on Dec. 31, 2006) | |||||||||||
| If SMEs acquire business assets such as machinery and equipment or installation of | |||||||||||
| information management system at the point of sales and information protection | |||||||||||
| system, 3% of the acquisition amount is deducted from income tax or corporation tax. | |||||||||||
| (2) Tax incentives for newly established SMEs (due to expire on Dec. 31, 2006) | |||||||||||
| (a) Reduction of income tax or corporation tax | |||||||||||
| when new SMEs are established in areas other than Seoul Metropolitan or its | |||||||||||
| adjacent areas in order to operate businesses such as manufacturing, mining, | |||||||||||
| value-added network (VAN), R&D, broadcasting, data processing & computer | |||||||||||
| related business, engineering science, transportation and warehousing, design | |||||||||||
| institute, movie industry, performance industry, tourism related accomodation , | |||||||||||
| international conference business, trading exposition, operation of facilities for | |||||||||||
| amusement, operation of facilities for tourist, advertising industry, operation of | |||||||||||
| welfare facilities for the elderly, operation of facilities, vocational training institute | |||||||||||
| or when new venture capital enterprises certified by authorities concerned are | |||||||||||
| established, the income tax or the corporation tax for such businesses is | |||||||||||
| reduced by 50% for the first four years including the year during which such | |||||||||||
| income accrues for the first time. | |||||||||||
| (b) Reduction of local taxes | |||||||||||
| The property tax on business assets belonging to new SMEs is reduced by 50% | |||||||||||
| for five years after establishment. In addition, the acquisition tax and the | |||||||||||
| registration tax are reduced by 100% for two years. | |||||||||||
| (3) Special tax incentive for SMEs (due to expire on Dec. 31, 2005) | |||||||||||
| Small and medium-sized enterprises(SMEs) in metropolitan area are eligible for 10% | |||||||||||
| and 20% deduction in corporation tax or income tax. SME in non-metropolitan area | |||||||||||
| are eligible for 5%~30% deduction in corporation tax or income tax respectively. | |||||||||||
| 2. Tax Incentives for Research and Human Resources Development | |||||||||||
| The tax incentives below are basically provided to all businesses that meet the given | |||||||||||
| objective conditions without any discrimination. | |||||||||||
| (1) Reserves for technology and human resources development (due to | |||||||||||
| expire on Dec. 31, 2006) | |||||||||||
| Companies, except those providing luxury services, are eligible to set aside | |||||||||||
| technological development reserves for expenses incurred in the technology and | |||||||||||
| human resources development. Then, the company shall be allowed to put into | |||||||||||
| losses of up to 3% (5% in case of technology-intensive industries, certain qualified | |||||||||||
| capital goods industries, and parts & basic materials industries) of the gross | |||||||||||
| business income in each taxable year. The amount set aside shall be added back to | |||||||||||
| the taxable income from the third business year in 36-month installments. | |||||||||||
| (2) Tax credit for technology and human resources development (due to | |||||||||||
| expire on Dec. 31, 2006) | |||||||||||
| (a) Companies, except those providing luxury services, are eligible for tax credit in | |||||||||||
| case the expenses for development of technology and human resources occurred. | |||||||||||
| They may choose the larger amount as tax credit, from those calculated using the | |||||||||||
| following two methods(note: unless the firm is a SME, only the latter applies): | |||||||||||
| - 15% of expenses for technology and human resources development occurred | |||||||||||
| each business year; or | |||||||||||
| - 40% (in case of SMEs, 50%) of the expenses for technology and human | |||||||||||
| resources development occurred each business year which exceeds the | |||||||||||
| average expenses occurred during the immediately preceding four business | |||||||||||
| years. | |||||||||||
| (3) Tax credit for investment in facilities for technology and human | |||||||||||
| resources development (due to expire on Dec. 31, 2006) | |||||||||||
| The companies purchasing facilities prescribed in the Presidential Decree with the | |||||||||||
| purpose of R&D and job training are eligible for tax credit up to 7% of the total prices. | |||||||||||
| (4) Tax Exemption for income from technology transfer | |||||||||||
| A technology holder who has registered a patent right, utility model right transfers, or | |||||||||||
| has leased the right to a domestic or a foreign person is eligible for the exemption; | |||||||||||
| 50% of the tax amount on the income arising from those activities shall be exempt. | |||||||||||
| (Due to expire on December 31, 2005) Companies purchasing patent rights or utility | |||||||||||
| model rights are eligible for tax credit of up to 3%(7% in case of SMEs) of the total | |||||||||||
| price. (Due to expire on December 31, 2006) | |||||||||||
| (5) Non-taxation on capital gains of venture capitals | |||||||||||
| Venture capital companies investing in newly organized SMEs are eligible when they | |||||||||||
| sell off stocks or equity of those SMEs. Corporation tax is exempt for capital gains | |||||||||||
| from such transactions. | |||||||||||
| (6) Tax incentives for stock option (due to expire on Dec. 31, 2006) | |||||||||||
| This provision was introduced to facilitate the recruitment of competent personnel for | |||||||||||
| venture capital companies and to encourage business activities of enrolled | |||||||||||
| enterprises or enterprises listed in the stock exchange market. | |||||||||||
| The income arising from the exercise of stock option shall not be taxed unless it | |||||||||||
| exceeds 30 million won. | |||||||||||
| (7) Income deduction for individual investors (due to expire on Dec. 31, 2006) | |||||||||||
| This tax incentive is available to individuals investing in the following companies: | |||||||||||
| cooperative associations (including those formed by individual investors) established | |||||||||||
| for start-up SMEs or trusts for securities investment in venture enterprises or | |||||||||||
| restructuring enterprises. 15% of the amount invested not exceeding 50% of the | |||||||||||
| aggregate income shall be deducted from the aggregate income for any one of three | |||||||||||
| years after the investment (including the year during which the investment is made). | |||||||||||
| (8) Tax exemption of foreign technicians (due to expire on Dec. 31, 2006) | |||||||||||
| The wage and salary income paid by domestic companies to foreign technicians | |||||||||||
| working in Korea shall be exempt from income tax for five years. | |||||||||||
| 3. Tax Incentives for the International Capital Transactions | |||||||||||
| (1) In cases where interest and commission under one of the following items | |||||||||||
| are paid, income tax or corporation tax shall be exempt. | |||||||||||
| (a) Interest and commission on foreign currency bonds issued by the State, a local | |||||||||||
| autonomous body, or any domestic corporation | |||||||||||
| (b) Interest and commission payable on foreign currency liabilities borrowed from a | |||||||||||
| foreign financial institution, or eligible institutions carrying foreign exchange | |||||||||||
| businesses, repayable in foreign currency by any foreign exchange bank | |||||||||||
| (c) Interest and commission on certificates of deposit in foreign currency from | |||||||||||
| non-residents by a foreign exchange bank, and on notes issued or sold in foreign | |||||||||||
| countries under the Foreign Exchange Control Law | |||||||||||
| (2) Tax exemption for dividend income from overseas resources | |||||||||||
| development business (due to expire on Dec. 31, 2006) | |||||||||||
| If, there is any dividend income, out of the income for each business year of a | |||||||||||
| domestic corporation, received by making investments on overseas resources | |||||||||||
| development projects with the government's permission, corporation tax shall be | |||||||||||
| exempt on the portion of the dividend income derived, and will be exempt in the | |||||||||||
| respective country in which the investment is made. | |||||||||||
| 4. Tax Incentives for the Encouragement of Investment | |||||||||||
| The tax incentives below are basically provided to all businesses that meet the given | |||||||||||
| objective conditions without any discrimination. | |||||||||||
| (1) Tax credit for investment in facilities for productivity enhancement (due to | |||||||||||
| expire on December 31, 2006) | |||||||||||
| Where a resident or a domestic corporation invests in one of the following, 3% (7% in | |||||||||||
| case of SMEs) of the investment amount shall be deducted from income tax and | |||||||||||
| corporation tax. | |||||||||||
| (a) Facilities for process improvement and automation | |||||||||||
| (b) Facilities for advanced technology and skills | |||||||||||
| (c) Facilities for ERP or e-commerce | |||||||||||
| (d) Supply Chain Management system | |||||||||||
| (e) Customer Relationship Management system | |||||||||||
| (f) Utilization of ASP(Application Service Provider/Provision) instead of purchasing | |||||||||||
| directly ERP, EC, SCM, CRM (7% only for SMEs. | |||||||||||
| (2) Tax credit for investments in environmentally friendly facilities and safety | |||||||||||
| facilities (due to expire on Dec. 31, 2006) | |||||||||||
| Where a resident or a domestic corporation invests in one of the following, 3% of the | |||||||||||
| investment amount shall be deducted from income tax and corporation tax. | |||||||||||
| (a) Anti-pollution facilities | |||||||||||
| (b) Non-pollution facilities | |||||||||||
| (c) Facilities for prevention of industrial hazards | |||||||||||
| (d) Mine safety facilities | |||||||||||
| (e) Facilities for improvement of distribution industry, etc. | |||||||||||
| (f) Facilities for HACCP (hazard analysis critical control point, etc.) | |||||||||||
| (g) Facilities for prevention of the outflow of technology | |||||||||||
| (h) Facilities for developing oversea resource. | |||||||||||
| (3) Tax credit for investment in energy saving facilities (due to expire on | |||||||||||
| Dec. 31, 2005) | |||||||||||
| Where a resident or a domestic corporation invests in energy saving facilities, 10% of | |||||||||||
| the investment amount shall be deducted from income tax and corporation tax. | |||||||||||
| (4) Investment Tax Credit granted temporarily to control business cycle | |||||||||||
| This tax credit was enacted to boost the economy by promoting investment in | |||||||||||
| facilities for a certain period. Where a resident or a domestic corporation invests in | |||||||||||
| business assets such as facilities and equipment from July 1, 2005 to December 31, | |||||||||||
| 2005, 10% of the investment amount shall be deducted from income tax and | |||||||||||
| corporation tax. | |||||||||||
| (5) Reserve for Social Overhead Capital Investment(due to expire on Dec. 31, | |||||||||||
| 2006) | |||||||||||
| Where a qualified public corporation as prescribed by the Presidential Decree | |||||||||||
| invests in social overhead capital (SOC) and includes reserve for investment in | |||||||||||
| deductible expenses, an amount equivalent to 5% of the SOC investment amount | |||||||||||
| shall be deducted from taxable income in the concerned taxable year. The amounts | |||||||||||
| appropriated to the reserves are added back to the gains in three-year installments | |||||||||||
| beginning three years after the appropriation of the reserves to the loss. | |||||||||||
| (6) Tax credit for investment in welfare increasing facilities for employees | |||||||||||
| (due to expire on Dec. 31, 2006) | |||||||||||
| Where a resident or a domestic corporation constructs or purchases housing (the | |||||||||||
| gross area not exceeding 85 square meters) for the purpose of leasing to their | |||||||||||
| employees who do not own housing units, dormitories, child care facilities provided | |||||||||||
| by the workplace, or buildings used for the accommodation of the disabled or the | |||||||||||
| elderly, an amount equivalent to 7% of the acquisition value is deducted from the | |||||||||||
| income tax or the corporation tax for the business year in which the date of | |||||||||||
| completion of the said construction or the date of purchase falls upon. | |||||||||||
| 5. Tax incentives for creating job | |||||||||||
| a. A company that starts its operation and creates jobs is provided with tax | |||||||||||
| relief. | |||||||||||
| (1) Main content | |||||||||||
| (a) A company is given 50% to 100% of income tax or corporation tax relief for the first | |||||||||||
| profit-generating year and three subsequent years in proportion to the increase of | |||||||||||
| employment. | |||||||||||
| (b) 100% exemption of acquisition tax and registration tax on business assets | |||||||||||
| acquired within two years after starting operation | |||||||||||
| (c) 50% exemption of property tax on business assets for five years starting from the | |||||||||||
| year that starts operation. | |||||||||||
| (d) A company is entitled to carryforward NOL incurred within 2 years after starting | |||||||||||
| operation for seven years immediately after the year where the loss is incurred. | |||||||||||
| (2) Requirements for the tax relief | |||||||||||
| (a) A company starts a business within the period from July 1. 2004 to December 31. | |||||||||||
| 2006 | |||||||||||
| (b) Employed workers should be residents and regular workers with one year or | |||||||||||
| more of contract. | |||||||||||
| (c) A company is a company resident under the Corporation Tax Code and an | |||||||||||
| individual is a resident under the Income Tax Code | |||||||||||
| (d) New start-up small and midsize business falls into the category of businesses | |||||||||||
| subject to tax deduction under the paragraph of Article 3 of the Special Tax Treatment | |||||||||||
| Control Law.( the category is expanded by nine to 20 industreis) | |||||||||||
| (e) A company employs the minimum number of regular workers required for each | |||||||||||
| type of business. (10 employees for manufacturing, mining industry, five employees | |||||||||||
| for other industries) | |||||||||||
| (f) A company should not fall into the category where starting a business is not | |||||||||||
| regarded as starting a business. | |||||||||||
| (g) Alternative Minimum Tax is not applicable. | |||||||||||
| b. Special Tax Credit for increase in employment. | |||||||||||
| (1) Main content | |||||||||||
| Where the number of a regular employee exceeds that of previous year, one million | |||||||||||
| won per employee in excess of the number of worker of previous year is deducted | |||||||||||
| from corporation tax, income tax. | |||||||||||
| (2) Requirement | |||||||||||
| (a) Qualified company: resident company, resident individual | |||||||||||
| (b) Qualified industry: industries other than consumption intensive service and | |||||||||||
| business harmful for the youth. | |||||||||||
| (c) Effective date: from the taxable year, to which July 26, 2004 belongs to the taxable | |||||||||||
| year, to which December 31, 2005 belongs. | |||||||||||
| C. Tax Credit for employment retention. | |||||||||||
| (1) Main contents | |||||||||||
| Where a company introduces a system to retain employment, not reducing regular | |||||||||||
| workers, 500,000 won per retained employee is deducted from corporation tax and | |||||||||||
| income tax. | |||||||||||
| (2) Qualification | |||||||||||
| (a) Qualified company: resident company, resident individual. | |||||||||||
| (b) Minimum number of workers: five regular workers or more. | |||||||||||
| (c) Qualified industry: industries other than consumption intensive service and | |||||||||||
| business harmful for the youth. | |||||||||||
| (d) Effective date: from the tax year, to which July. 26, 2004 to the year, to which | |||||||||||
| December, 31, 2005 belongs. | |||||||||||
| (e) Scope of employment retention system | |||||||||||
| i. | Implementation and change of a shift system | ||||||||||
| ii. | Shortening of working hours | ||||||||||
| - a company which introduces a five-day work week (40 hours of work per | |||||||||||
| week) before its legal enforcement date. | |||||||||||
| - a company which introduces a shorter working hour than a legal working | |||||||||||
| hour. | |||||||||||
| (f) Alternative Minimum Tax is applicable. | |||||||||||
| 6. The provisions associated with taxation on Reorganization | |||||||||||
| The provisions below were introduced to facilitate the restructuring by reducing the tax | |||||||||||
| burden that can be a hindrance to the restructuring process such as business | |||||||||||
| reorganization, re-engineering, and financial structure improvement. These provisions | |||||||||||
| are not specific to any particular companies or industries. | |||||||||||
| Developed countries including the U.S. are also known not to levy tax on reorganization | |||||||||||
| (so-called tax-free reorganization) when certain requirements are met. | |||||||||||
| (1) Consolidation between SMEs | |||||||||||
| In the case of consolidation between two or more SMEs, there shall be no capital | |||||||||||
| gains tax imposed on the real estate property transferred to the newly consolidated | |||||||||||
| company. However, when the newly consolidated company sells the real estate | |||||||||||
| property acquired from the consolidation, any capital gains from such sales shall be | |||||||||||
| based on the price at which the real estate was acquired before the consolidation. | |||||||||||
| (2) Conversion from an individual to a corporation | |||||||||||
| If a resident converts from an individual to a corporation(excluding luxury services), | |||||||||||
| he or she may be eligible for tax deferral with respect to income from investments in | |||||||||||
| business assets prescribed in the Presidential Decree. | |||||||||||
| (3) In-kind Contributions | |||||||||||
| The term "in-kind contribution" refers to a method for corporate restructuring whereby | |||||||||||
| a company makes an in-kind contribution of assets to a company to be newly | |||||||||||
| incorporated in return for shares in the new company. | |||||||||||
| The shareholder company can defer the payment of the corporate income tax on any | |||||||||||
| capital gains arising from the in-kind contribution until the company sells the | |||||||||||
| acquired shares. | |||||||||||
| 7. Tax Incentives for the Balanced Development | |||||||||||
| Tax incentives below were introduced to effectively deal with problems such as pollution | |||||||||||
| and traffic congestion in Seoul and metropolitan areas caused by concentration of | |||||||||||
| population and industrial facilities in the area and to develop underdeveloped areas. | |||||||||||
| These tax incentives are provided to all enterprises that move away from Seoul and | |||||||||||
| metropolitan areas that meet the objective criteria set out by relevant laws and | |||||||||||
| regulations. Therefore, these tax incentives are not specific to particular enterprises or | |||||||||||
| industries. | |||||||||||
| (1) Tax Incentives for small and medium sized enterprises (SME) moving to areas | |||||||||||
| outside the Seoul Metropolitan Area (due to expire on Dec. 31, 2005) | |||||||||||
| If a SME, which has been in the manufacturing business with plant facilities located in | |||||||||||
| the Seoul Metropolitan Area for more than two years, moves such plant facilities out | |||||||||||
| of that area, then it may be eligible for a 100% income tax or corporation tax reduction | |||||||||||
| for five years, and a 50% income tax or corporation tax reduction for the subsequent | |||||||||||
| two years. | |||||||||||
| (2) Temporary special tax exemption for change of location of head office or corporate | |||||||||||
| plant excluding real estate, luxury service and construction businesses (due to expire | |||||||||||
| on Dec. 31, 2005) | |||||||||||
| If a corporation that has operated plant facilities for more than three years in a | |||||||||||
| metropolitan area with a restriction in population growth, or one that has operated a | |||||||||||
| head office for more than three years, moves plant facilities or its head office to a | |||||||||||
| provincial area, regarding the entire tax rate for the next four years in addition to the | |||||||||||
| year in which the change of location has occurred, 50% of the corporation tax for the | |||||||||||
| next two years shall be exempt. | |||||||||||
| (3) Reduction of income tax for corporations located in agricultural areas | |||||||||||
| Where a resident or a domestic corporation operates a business in a designated | |||||||||||
| agricultural area, the income tax or the corporation tax on the income from business | |||||||||||
| shall be reduced by 50% for four years including the year during which the income | |||||||||||
| accrues for the first time. | |||||||||||
| The same tax incentives shall be provided to a SME that establishes its facilities in a | |||||||||||
| government designated development zone. | |||||||||||
| (4) Reduction of corporation tax for a farming company | |||||||||||
| With respect to a farming company which is entrusted under the Basic Act on | |||||||||||
| Agriculture and Rural Area, the corporation tax on any income derived from an | |||||||||||
| agency business of farming management and cultivation of land shall be subject to | |||||||||||
| the full tax amount, but for income from sources other than land cultivation, the tax | |||||||||||
| shall be reduced by 50% for four years including the year in which the income is | |||||||||||
| initially accrued. | |||||||||||
| (5) Tax exemption for the capital gains from farmland transaction | |||||||||||
| When an individual who resides in a farmland area or where a domestic corporation | |||||||||||
| has continuously cultivated farmland for more than eight years from the time of | |||||||||||
| acquisition who is subject to the farm income tax (including the cases of | |||||||||||
| non-taxation, tax exemption and reduction, and non-assessment of small sum tax), | |||||||||||
| the income tax and additional tax on capital gains from the transfer of the above land | |||||||||||
| is exempt. | |||||||||||
| 8. Tax Incentives for the enhancement of social welfare | |||||||||||
| (1) The following associations shall be taxed at 12%. | |||||||||||
| (a) Credit cooperative association and Saemaeul funds | |||||||||||
| (b) Unit agricultural cooperative association and special agricultural cooperative | |||||||||||
| association | |||||||||||
| (c) Fisheries cooperative association established on an area basis or on an industry | |||||||||||
| basis and fisheries products manufacturing cooperative associations (including | |||||||||||
| fishing village guilds) | |||||||||||
| (d) Cooperative associations, small cooperative associations, and the federation of | |||||||||||
| cooperative associations established under the Small and Medium Enterprise | |||||||||||
| Cooperative Association Act | |||||||||||
| (e) Fraternities and associations established under the Forest Association Act | |||||||||||
| (f) The tobacco production association | |||||||||||
| (g) Consumer Association established under the Consumer Association Act | |||||||||||
| (2) Tax reduction for income from forest development | |||||||||||
| Income from forest older than 10 years is reduced by 50% from income tax or | |||||||||||
| corporation tax. | |||||||||||
| 9. Tax Incentives on Interest and Other Income | |||||||||||
| (1) Non-taxable interest income | |||||||||||
| - | Private pension savings accounts | ||||||||||
| - | Long-term savings accounts for purchasing housing units | ||||||||||
| - | Preferential savings accounts for wage earners | ||||||||||
| - | Interest income from deposits less than 20 million won and dividends from | ||||||||||
| partnerships less than 10 million won for farmers and fishermen | |||||||||||
| (2) Reduced withholding rates on interest and dividend income | |||||||||||
| The following interest and dividend income shall be withheld at the rate of 9%. | |||||||||||
| (a) Interest or dividend income from savings deposits by students | |||||||||||
| (b) Interest income from long-term savings deposits by eligible wage and salary | |||||||||||
| earners, dividend income from long-term securities savings by eligible wage and | |||||||||||
| salary earners, and interest or dividend income from distribution of people's share | |||||||||||
| trust fund | |||||||||||
| (c) Interest or dividend income from securities savings by wage and salary income | |||||||||||
| earners | |||||||||||
| (d) Interest income from small household deposits not exceeding 20 million won and | |||||||||||
| interest income from trust deposits less than 20 million won | |||||||||||
| (e) Interest income from a class of national and local government bonds not | |||||||||||
| exceeding 20 million won | |||||||||||
| (f) Dividend income from Employee's Stock Holding Association | |||||||||||
| (g) Insurance profit from insurance contract below 18 million won | |||||||||||
| 10. Zero Rating of value-added Tax | |||||||||||
| In the case of value-added tax on the supply of goods under the following items, the tax | |||||||||||
| rate of zero shall be applied. | |||||||||||
| (1) Military supplies including those for police that are supplied by military supply | |||||||||||
| enterprises | |||||||||||
| (2) Petroleum products supplied to the units or agencies established by the Armed | |||||||||||
| Forces Organization Law | |||||||||||
| (3) Subway construction services | |||||||||||
| (4) Social infrastructure facilities and building projects entailed therein supplied to the | |||||||||||
| government, local authorities, Korea Rail Network authority or business under the law of | |||||||||||
| the Private Investment for Social Infrastructure. | |||||||||||
| (5) Complementary gear for the handicapped | |||||||||||
| (6) Machinery, fertilizer, and pesticides used for agriculture and forestry | |||||||||||
| (7) Machinery, fishing gears, and nets used for fishing in adjacent seas or inland waters | |||||||||||
| (8) environment-friendly agricultural instruments | |||||||||||
| 11. Exemption of value-added Tax | |||||||||||
| (1) value-added tax shall be exempt on the supply of goods or services for the following | |||||||||||
| items. | |||||||||||
| (a) Petroleum products supplied directly to the Central Federation of Fisheries | |||||||||||
| Cooperatives for use in auxiliary private power generation for island areas where it is | |||||||||||
| impossible or difficult for a considerable period for any general electricity | |||||||||||
| businessperson to supply electricity | |||||||||||
| (b) Meal services supplied directly to students or employees by a school, a factory, | |||||||||||
| a mine, a building site, and a welfare refectory | |||||||||||
| (c) National housing and its construction service | |||||||||||
| (d) Petroleum products supplied to the Korea Shipping Association for use by | |||||||||||
| passenger boats operated in coastal waters | |||||||||||
| (e) Public transportation (buses) operating on natural gas | |||||||||||
| (f) Medicines for rare diseases specified in the Presidential Decree | |||||||||||
| (2) value-added tax shall be exempt on the import of the following items | |||||||||||
| (a) Anthracite coal | |||||||||||
| (b) Goods to be used for subway construction | |||||||||||
| (c) Ships to be used for business subject to tax in Korea | |||||||||||
| (3) Tax credit is allowed for businesspersons who file an increased revenue income that | |||||||||||
| exceeds the standard revenue income by thirty percent. | |||||||||||
| (4) Where a foreign company or non-resident without a place of business in Korea who | |||||||||||
| carries out business abroad is provided with goods or services such as foods, | |||||||||||
| accomodation, advertising service, office supplies for domestic office while doing | |||||||||||
| business in Korea, the goods and services are provided at tax-included prices and then | |||||||||||
| amounts equivalent to the sum of value-added taxes of those goods and services are | |||||||||||
| refundable by the Korean governmet to a foreign company or non-resident. | |||||||||||
| 12. Exemption of Special Excise Tax or Transportation Tax | |||||||||||
| (1) The goods purchased by a foreigner in Korea shall be exempt or refunded from the | |||||||||||
| value-added tax or the special excise tax, provided that the purchaser withholds them | |||||||||||
| abroad. | |||||||||||
| (2) Special excise tax shall be exempt on the following goods that are hard to be | |||||||||||
| produced domestically thus imported. | |||||||||||
| (a) Goods to be used directly by public corporations such as Korea Institute of | |||||||||||
| Science and Technology, Korea Development Institute, and Korea Spiritual Culture | |||||||||||
| Research Institute | |||||||||||
| (b) Goods to be used for education in a vocational school | |||||||||||
| (c) Equipment and materials to be used directly by Korea Broadcasting System | |||||||||||
| Corporation | |||||||||||
| (d) Raw materials to be used by a person engaging in the defense industry | |||||||||||
| (e) Samples for experiment and research to be used by Industrial Technology | |||||||||||
| Research Association or a research institute affiliated to an enterprise | |||||||||||
| (f) Goods for research to be used by a research institute that is categorized into | |||||||||||
| non-profit corporation | |||||||||||
| (3) Special excise tax shall be exempt on Korean-made automobiles purchased by | |||||||||||
| diplomats stationed in Korea, Korean-made automobiles purchased by any foreign | |||||||||||
| voluntary aid agency registered by an agreement for its business. | |||||||||||
| (4) Petroleum products prescribed in 9 (2) and 10 (1) (e), (f) shall be exempt from the | |||||||||||
| special excise tax or transportation tax. | |||||||||||
| (5) Goods to be used by the Organizing Committee of the 2002 World Cup Football | |||||||||||
| Tournament for the construction of game facilities shall be exempt from the special | |||||||||||
| excise tax. | |||||||||||
| 13. Exemption of Liquor Tax | |||||||||||
| Liquor tax on alcoholic beverages served at special restaurants exclusively for use by | |||||||||||
| foreign military personnel stationed in Korea and foreign crews shall be exempt. | |||||||||||
| 14. Limit on Tax Incentives | |||||||||||
| (1) Partial Exclusion of Tax Incentives | |||||||||||
| (a) A resident or domestic corporation purchasing facilities or equipment can adopt | |||||||||||
| only one of the following provisions that grant tax credit with the purpose of | |||||||||||
| encouraging investment. | |||||||||||
| - | The related provisions : 1 (2), 2 (3), 4 (1) (2) (3) (4) (6) | ||||||||||
| (b) In case a resident or a domestic corporation adopts a provision from one of two | |||||||||||
| groups below, the provision in the other group shall not be applicable. | |||||||||||
| - Group of Tax Credits : 1 (2), 2 (3), 4 (1) (2) (3) (4) (6) | |||||||||||
| - Group of Tax Reductions : 1 (3)(a) (4), 6 (2) (3) (4) (5) | |||||||||||
| (c) A resident or a corporation operating businesses in the same workplace is | |||||||||||
| allowed to adopt only one of the following provisions that grant tax reduction. | |||||||||||
| - The related provisions: 1 (3)(a) (4), 6 (2) (3) (4) (5) | |||||||||||
| (2) Minimum Tax Systems | |||||||||||
| (a) A taxpayer should pay a minimum tax as follows, even if he or she is granted the | |||||||||||
| tax incentives under the current Special Tax Treatment Control Law. | |||||||||||
| * Applicable taxes | |||||||||||
| - For a corporation: Corporation income tax (excluding penalty tax and back tax | |||||||||||
| prescribed by the Presidential Decree) | |||||||||||
| - For an individual: Business income tax | |||||||||||
| (b) Minimum tax to be paid | |||||||||||
| - For a corporation, 15% (13% up to 100 billion won of tax base, 15% in the case | |||||||||||
| of SMEs) of tax base before considering applicable tax incentives. | |||||||||||
| - For an individual, 40% of tax amount before considering applicable tax | |||||||||||
| incentives. | |||||||||||
| (c) Tax to be added after calculating the minimum tax | |||||||||||
| - Penalty tax | |||||||||||
| - Penalties under the STTCL | |||||||||||
| - Reassessment tax under the STTCL | |||||||||||
| (d) | Tax creditable after calculating the minimum tax | ||||||||||
| - | Foreign tax credit | ||||||||||
| - Credit for losses arising from disaster | |||||||||||
| - Farmland tax Credit (only for corporations) | |||||||||||
| - The full amount of R&D tax credit (for SMEs) | |||||||||||
| - The amount of R&D tax credit for expenses on hiring master and doctoral | |||||||||||
| degree holders (for non-SMEs) | |||||||||||
| (3) The ceiling of total tax incentives for capital gains | |||||||||||
| For an individual, an exemption amount of capital gains accruing from | |||||||||||
| transactions of real estate shall be given within the limit of 100 million won based on | |||||||||||
| tax amount per year. If the exemption amount exceeds 100 million won, the portion | |||||||||||
| exceeding that amount is not exempt. | |||||||||||
| 15. Foreign Direct Investment | |||||||||||
| In the aftermath of the Asian financial crisis, the government has been advocating a | |||||||||||
| series of comprehensive reform measures in the corporate, financial, and labor sectors | |||||||||||
| to address some of the more fundamental problems in the economy. Because | |||||||||||
| stimulating foreign investment and injecting market competition into the domestic | |||||||||||
| economy are believed to be critical to the success of the reform drive, the government | |||||||||||
| has accelerated market liberalization in such areas as mergers and acquisitions (M&A), | |||||||||||
| securities, capital transactions, foreign exchange, and the real estate market, virtually | |||||||||||
| opening up all of the previously restricted markets to both portfolio investment and foreign | |||||||||||
| direct investment (FDI). | |||||||||||
| With respect to FDI which entails acquisition of a controlling interest in a foreign firm or | |||||||||||
| affiliate (e.g., a branch or subsidiary) unlike the passive and interest-driven portfolio | |||||||||||
| investment, the enactment of the Foreign Investment Promotion Act (FIPA) in September | |||||||||||
| 1998 is noteworthy. The principal objective of FIPA is to attract FDI by: | |||||||||||
| 1. eliminating burdensome regulations and anti-competitive market restrictions; | |||||||||||
| 2. creating a more liberalized, transparent and favorable business environment for | |||||||||||
| foreign businesses and investors; and | |||||||||||
| 3. expanding tax incentives such as tax exemptions and reductions for extended | |||||||||||
| periods. | |||||||||||
| The tax incentives granted to FDI under the FIPA, which was subsumed into the Special | |||||||||||
| Tax Treatment Control Law (STTCL) on May 24, 1999, are primarily aimed at attracting | |||||||||||
| high-technology and large-scale manufacturing investment, and include partial and full | |||||||||||
| exemptions on individual and corporate income taxes and local taxes. Full exemptions | |||||||||||
| from customs duties, special excise tax, and value-added tax (VAT) may also be | |||||||||||
| granted to imported capital goods. | |||||||||||
| To be eligible for the tax incentives provided by the STTCL, a foreign investor must either | |||||||||||
| retain at least 10% of the outstanding shares of the invested company (foreign-invested | |||||||||||
| company) where the ownership of the outstanding shares is less than 10%, or exercise | |||||||||||
| managerial control by an investment agreement or under a similar arrangement with the | |||||||||||
| foreign-invested company. | |||||||||||
| 16. Tax Incentives for FDI | |||||||||||
| Under the regime of the Special Tax Treatment Control Law, FDIs in the businesses that | |||||||||||
| are expected to support the international competitiveness of domestic industry, when | |||||||||||
| specific conditions are met, are exempted from taxes including corporate tax. | |||||||||||
| (1) Exemptions for advanced technology FDIs | |||||||||||
| Tax | ¡¡ | ¡¡ | ¡¡ | Incentives | ¡¡ | ¡¡ | ¡¡ | ||||
| Individual and corporate | full exemption for 5 years, 50% reduction for | ||||||||||
| income taxes | next 2 years | ¡¡ | ¡¡ | ||||||||
| local taxes : acquisition, | full exemption for 5 years, 50% reduction for | ||||||||||
| property, aggregate land, | next 2 years (local government can extend the | ||||||||||
| registration | ¡¡ | applicable period up to 15 years) | ¡¡ | ||||||||
| customs duties, special | full exemption for 3 years on imported capital | ||||||||||
| excise tax, value added | goods by foreign-invested companies | ¡¡ | |||||||||
| tax | ¡¡ | ¡¡ | ¡¡ | ¡¡ | ¡¡ | ¡¡ | ¡¡ | ||||
| * Exemptions are granted to applications after January 1, 2005. | |||||||||||
| (2) FDIs entering Foreign Investment Zone (FIZ) | |||||||||||
| Tax | ¡¡ | ¡¡ | ¡¡ | ¡¡ | Incentives | ¡¡ | ¡¡ | ||||
| Period of application | Individual and corporate | full exemption for 5 years, 50% reduction | |||||||||
| income taxes | for next 2 years | ¡¡ | |||||||||
| local taxes, acquisition, | full exemption for 5 years, 50% reduction | ||||||||||
| property, registration | for next 2 years : (up to 15 years) | ||||||||||
| customs duties, special | full exemption for 3 years on imported | ||||||||||
| excise tax, value-added | capital goods by foreign-invested | ||||||||||
| tax | ¡¡ | companies | ¡¡ | ¡¡ | |||||||
| Conditions for application | manufacturing business | $ 30 million or more | ¡¡ | ||||||||
| tourism business | $ 10 million or more | ¡¡ | |||||||||
| logistic business | $ 10 million or more | ¡¡ | |||||||||
| research centers | $ 5 million or more, hiring 10 or more | ||||||||||
| ¡¡ | ¡¡ | master degree holders | ¡¡ | ||||||||
| SOC business | $ 10 million or more | ¡¡ | |||||||||
| two or more foreign | In case the area of investment of at least | ||||||||||
| businesses | ¡¡ | $ 30 million by two or more foreign | |||||||||
| ¡¡ | ¡¡ | invested businesses is designated by FIZ | |||||||||
| (3) FDIs entering the Free Economic Zone(FEZ), Free Trade Zone, or | |||||||||||
| Industrial Complex Exclusively for Foreign Companies. | |||||||||||
| Tax | ¡¡ | ¡¡ | ¡¡ | ¡¡ | Incentives | ¡¡ | ¡¡ | ||||
| Period of application | Individual and corporate | full exemption for 3 years, 50% reduction | |||||||||
| income taxes | for next 2 years | ¡¡ | |||||||||
| local taxes, acquisition, | full exemption for 3 years, 50% reduction | ||||||||||
| property, registration | for next 2 years : (up to 15 years) | ||||||||||
| customs duties | full exemption for 3 years on imported | ||||||||||
| ¡¡ | ¡¡ | capital goods by foreign-invested | |||||||||
| ¡¡ | ¡¡ | companies | ¡¡ | ¡¡ | |||||||
| Conditions for application | manufacturing business | $ 10 million or more | ¡¡ | ||||||||
| tourism business | $ 10 million or more | ¡¡ | |||||||||
| logistic business | $ 5 million or more | ¡¡ | |||||||||
| (4) FDIs entering the Development District of Enterprise New town | |||||||||||
| Tax | ¡¡ | ¡¡ | ¡¡ | ¡¡ | Incentives | ¡¡ | ¡¡ | ||||
| Period of application | Individual and corporate | full exemption for 3 years, 50% reduction | |||||||||
| income taxes | for next 2 years | ¡¡ | |||||||||
| local taxes, acquisition, | full exemption for 3 years, 50% reduction | ||||||||||
| property, registration | for next 2 years : (up to 15 years) | ||||||||||
| customs duties | full exemption for 3 years on imported | ||||||||||
| ¡¡ | ¡¡ | capital goods by foreign-invested | |||||||||
| ¡¡ | ¡¡ | companies | ¡¡ | ¡¡ | |||||||
| Conditions for application | manufacturing business | $ 10 million or more | ¡¡ | ||||||||
| tourism business | $ 5 million or more | ¡¡ | |||||||||
| logistic business | $ 5 million or more | ¡¡ | |||||||||
| Foreign businesses and investors making investments in local companies for the first | |||||||||||
| time may also request tax exemptions and/or reductions on individual and corporate | |||||||||||
| income taxes by the end of the fiscal year in which the business begins. Where | |||||||||||
| additional investments are made after the initial one, further requests may be made within | |||||||||||
| two years from the date of notification of the FDI. When a late request is made, the | |||||||||||
| exemption or reduction will apply to the year the request form is submitted and the years | |||||||||||
| remaining. | |||||||||||
| As an incentive to potential investors in Korea, the FIPA also introduced a Tax Exemption | |||||||||||
| and Reduction Checking System, which enables foreign businesses and investors to | |||||||||||
| determine their tax benefit eligibility with the government prior to making any FDI | |||||||||||
| commitments in Korea. Requests for tax exemptions and reductions for FDI are to be | |||||||||||
| decided by MOFE after the consultation with relevant government authorities. | |||||||||||
| 17. Tonnage Taxation System | |||||||||||
| Originally shipping income from a shipping company is computed according to the | |||||||||||
| corporation tax. However, as main shipping nations rushed to introduce tonnage taxation | |||||||||||
| system that impose tax by reference to such as total tonnage of shipping operation and | |||||||||||
| the number of shipping operation regardless of its actual income, Korea decided to | |||||||||||
| introduce tonnage-based taxation system in order to enhance international | |||||||||||
| competitiveness. Under the new regime, a shipping company, which meets a certain | |||||||||||
| requirement, will have to elect to be taxed based on the tonnage taxation system. | |||||||||||
| (1) Qualification | |||||||||||
| A qualifying company is a domestic company, which carries on ocean-going service | |||||||||||
| under the shipping act and the total tonnage of shipping operation per year by | |||||||||||
| chartered ship (chartered less than 2 years) shall be within 5 times of that of | |||||||||||
| shipping operation per year by a standard ship (owned by a company or charted for | |||||||||||
| 2 years or more). | |||||||||||
| (2) Tax base | |||||||||||
| Tax base of a shipping company = (a) + (b) | |||||||||||
| (a) Sums of shipping income per ship | |||||||||||
| Shipping income per ship: shipping standard profit | |||||||||||
| Shipping standard profit per ship = | |||||||||||
| (Tonnage per ship x profit per ton per day) x days of operation x | |||||||||||
| utilization rate. | |||||||||||
| (b) Non-shipping operation income (income other than shipping income): | |||||||||||
| an amount of income calculated based on the provisions of corporation tax law. | |||||||||||
| (3) Application period | |||||||||||
| A shipping company, which elects to be taxed on the tonnage taxation system, will be | |||||||||||
| subject to the system for the consecutive five years beginning from the business | |||||||||||
| year, in which it wish to be applied with this regime. | |||||||||||
| (4) Net operation loss (NOL) | |||||||||||
| NOL incurred from non-shipping income shall not be included in the computation of a | |||||||||||
| tax base of a shipping company under the tonnage taxation system. Also NOL | |||||||||||
| incurred before a shipping company is subject to this regime shall not be deductible | |||||||||||
| in the computation of shipping and non-shipping incomes. | |||||||||||
| (5) Exclusion of special treatment | |||||||||||
| Where income subject to withholding tax is included in the shipping income, the | |||||||||||
| withheld tax amount shall not be deductible as pre-paid tax. | |||||||||||
| 18. Adjustment of double taxation on dividend paid by Partnership Member in | |||||||||||
| Knowledge-based industries. | |||||||||||
| Dividend paid by a company taking the form of partnership in knowledge-based | |||||||||||
| industries to its domestic partners until December.31. 2008 is excluded from the | |||||||||||
| company's taxable income. This is an optional regime. Thus, to be qualified for such | |||||||||||
| exclusion, a company should elect this tax scheme and a company, which does not | |||||||||||
| apply for the exclusion of such dividend, is subject to corporate tax as before. | |||||||||||
| Dividend received at the hands of partner is subject to 30 percent of withholding tax and | |||||||||||
| is included in the global income. However, these dividends are not included in | |||||||||||
| determining whether a taxpayer is subject to global financial income tax or not. | |||||||||||
| Examples of knowledge-based industries include engineering service, research and | |||||||||||
| development, computer and telecommunications. | |||||||||||
| 19. Cash receipt system | |||||||||||
| Details of cash transaction between a vendor issuing receipts and a consumer are | |||||||||||
| reported to NTS by the vendor and the customer is allowed deduction from income on | |||||||||||
| his or her tax return based on the amount of cash transactions. This regime is | |||||||||||
| introduced to improve compliance of the self-employed. | |||||||||||
| (1) "Cash Receipt". | |||||||||||
| Where a vendor who register as a cash receipt member receive cash in | |||||||||||
| compensation for services and goods rendered to a customer, the vendor is obliged | |||||||||||
| to issue to the consumer cash receipts using electronic devices through which | |||||||||||
| transactions are electronically reported to National Tax Service. The amount of | |||||||||||
| transaction eligible for such cash receipts shall be at least 5000 won per transaction. | |||||||||||
| The cash receipt shows the date of transaction, the amount of transaction and | |||||||||||
| vendor's personal records. | |||||||||||
| (2) Vendor's obligation and tax benefit. | |||||||||||
| 1. Vendor's obligation: A vendor is required to send electronically to the head of NTS | |||||||||||
| details regarding cash transactions such as the date and amount of transactions, | |||||||||||
| and personal data of consumers and vendor. | |||||||||||
| 2. Vendor's tax benefit: A vendor who is approved by the head of NTS through cash | |||||||||||
| receipt deliberation committee, is allowed to get deductions from paid VAT or get | |||||||||||
| refund by reference to the number of cash receipt issuing devices and the number of | |||||||||||
| cash receipts transaction. | |||||||||||
| 20. Alternative Minimum Tax (ATM) | |||||||||||
| Where the tax burden of a company or a resident (or non-resident) falls short of the | |||||||||||
| ATM, the difference is disallowed from tax exemption or reduction. This is to impose a | |||||||||||
| certain level of tax burden by precluding excessive tax exemption or reduction. | |||||||||||
| (1) Corporation tax | |||||||||||
| (a) Scope of application | |||||||||||
| Domestic company's corporation tax and foreign company's corporation tax | |||||||||||
| imposed on income (limited to global income taxation) derived from Korea are subject | |||||||||||
| to the ATM. | |||||||||||
| (b) Application method | |||||||||||
| Where calculated tax amounts taking into account tax exemption or reduction | |||||||||||
| subject to ATM is smaller than ATM computed by the below formula, the difference | |||||||||||
| shall not be granted tax exemption or reduction. | |||||||||||
| ATM = Tax base not taking into account exemption, non-inclusion of gains, | |||||||||||
| reserve, depreciation under special treatment, income deduction subject to ATM | |||||||||||
| Times 13% (15% for amounts in excess of 100 billion won) | |||||||||||
| * In case of SME 10% | |||||||||||
| (2) Income tax | |||||||||||
| (a) | Scope of application | ||||||||||
| Income tax levied on business income of residents and income tax on business | |||||||||||
| income derived from fixed base in Korea of non-resident are subject to the ATM. | |||||||||||
| (b) Application method | |||||||||||
| Where calculated tax amounts taking into account tax exemption or reduction | |||||||||||
| subject to ATM is smaller than the ATM computed by the below formula, the | |||||||||||
| difference shall not be granted tax exemption or reduction. | |||||||||||
| ATM = tax amounts calculated from the tax base not taking into account reserves, | |||||||||||
| depreciation under special treatment, income deduction subject to ATM times | |||||||||||
| 35%. | |||||||||||